Regulatory Compliance

As a regulated industry, insurance companies must comply with a myriad of regulatory requirements. We provide regulatory compliance service to more than 75 insurers, so we are fully versed in these requirements and can assist with financial related filings.



  • We prepare quarterly and annual statements (property and casualty, life, and health), risk-based capital and other supplemental filings, and file these items with state insurance departments and the NAIC on your behalf.
  • We also review and aid with regulatory reporting issues for clients that file their own statements and filings.
  • We perform these services for clients filing in many states, so we are aware of state specific requirements.


With our knowledge of the regulatory environment, we can help you successfully respond to regulatory questions or concerns on financial matters and filings. We often join clients in meeting with state insurance regulators and can also provide pre-examination reviews or post-examination consultation to help respond to examination comments.